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英文字典中文字典相关资料:


  • Dispute Resolution Portal (DR Portal) - FINRA. org
    The Dispute Resolution Portal (DR Portal) is a self-service system that allows participants in an arbitration or a mediation to log into a secure area of our website so they can submit documents and manage case information
  • 12300. Filing and Serving Documents - FINRA. org
    (a) Party Portal (1) Parties must use the Party Portal to file initial statements of claim and to file and serve pleadings and any other documents on the Director or any other party except as provided in paragraphs (a)(2) and (a)(3) The Director may exercise authority to permit the use of other means of filing or service in the case of an extended Party Portal outage or in other extraordinary
  • Hearing Locations Contacts - FINRA. org
    Learn about the DR Portal Need Help? For help logging into the DR Portal, call FINRA Support Center at (301) 590-6500 For other technical difficulties, call (800) 700-7065 FINRA’s website can be read in languages other than English, by using a translation service Parties may request a financial hardship waiver of filing and interpretation
  • Resources for Individuals Representing Themselves - FINRA. org
    CHAT WITH US SCHEDULE A CALL Log In to THE DR Portal Learn about the DR Portal Need Help? For help logging into the DR Portal, call FINRA Support Center at (301) 590-6500 For other technical difficulties, call (800) 700-7065 FINRA’s website can be read in languages other than English, by using a translation service
  • 12509. Motions to Compel Discovery - FINRA. org
    (a) A party may make a motion asking the panel to order another party to produce documents or information if the other party has: • Failed to comply with Rule 12506 or 12507; or • Objected to the production of documents or information under Rule 12508 (b) Motions to compel discovery must be made, and will be decided, in accordance with Rule 12503 Such motions must include the disputed
  • Become an Arbitrator - FINRA. org
    Note: this will take you to the DR Portal Login page If you do not already have a DR Portal account, click "Create Account Here" at the bottom of the login page Once you are logged into the DR Portal, click the "Apply to be an Arbitrator'' link on the left side of the portal home page and complete the Arbitrator Application More information can be found in the Arbitrator Application User
  • Forms and Hearing Scripts - FINRA. org
    The links below provide arbitrators with FINRA's hearing scripts and other necessary forms for use with the initial prehearing conference and evidentiary hearing Please note that forms designated as “available in the DR Portal” are no longer available as PDF documents and are now interactive documents only accessed in the DR Portal
  • 13506. Discovery Requests - FINRA. org
    (a) Requests for Documents or information Parties may request documents or information from any party by serving a written request on the party Requests for information are generally limited to identification of individuals, entities, and time periods related to the dispute; such requests should be reasonable in number and not require narrative answers or fact finding Standard
  • 13509. Motions to Compel Discovery - FINRA. org
    (a) A party may make a motion asking the panel to order another party to produce documents or information if the other party has: • Failed to comply with Rules 13506 or 13507; or • Objected to the production of documents or information under Rule 13508 (b) Motions to compel discovery must be made, and will be decided, in accordance with Rule 13503 Such motions must include the disputed
  • Arbitration Awards Online - FINRA. org
    FINRA's Arbitration Awards Online database (“AAO”) demonstrates our commitment to transparency by enabling users to perform web-based searches for FINRA arbitration awards free of charge, seven days a week Documents Available in the Arbitration Awards Online Database In addition to FINRA awards, you can search for historical awards for the: National Association of Securities Dealers





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