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  • SEC. gov | Home
    Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow
  • Paul S. Atkins Sworn In as SEC Chairman - SEC. gov
    Paul S Atkins was sworn into office today as the 34th Chairman of the Securities and Exchange Commission Chairman Atkins was nominated by President Donald J Trump on January 20, 2025, and confirmed by the U S Senate on April 9, 2025 “I am honored by the trust and confidence President Trump and the Senate have placed in me to lead the SEC,” said Chairman Atkins “As I return to the
  • Section 31 Transaction Fee Rate Advisory for Fiscal Year 2025
    Apr 8, 2025 —The Securities and Exchange Commission today announced that starting on May 14, 2025, the fee rates applicable to most securities transactions will be set at $0 00 per million dollars Consequently, each SRO will continue to pay the Commission a rate of $27 80 per million for covered sales occurring on charge dates through May 13, 2025, and a rate of $0 00 per million for
  • SEC. gov | About
    The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation The SEC has up to five Commissioners appointed by the President on the advice and consent of the Senate No more than three
  • SEC Extends Compliance Dates and Provides Temporary Exemption for Rule . . .
    The Securities and Exchange Commission today extended the compliance dates for Rule 17ad-22 (e) (18) (iv) (A) and (B) under the Securities Exchange Act by one year to Dec 31, 2026, for eligible cash market transactions, and June 30, 2027, for eligible repo market transactions Under the rule, a covered clearing agency that provides central counterparty services for U S Treasury securities
  • SEC. gov | CIK Lookup
    The Central Index Key (CIK) is used on the SEC's computer systems to identify corporations and individual people who have filed disclosure with the SEC To find a CIK for a company, fund, or individual type in as much of the company name as you know For example: "Bank of" would find both "Bank of New York" and "Bank of Boston "
  • The Work of the SEC - SEC. gov
    Securities and Exchange Commission The U S Congress created the U S Securities and Exchange Commission in 1934 following the stock market crash of 1929 Our country decided that for capitalism to flourish, we needed to protect investors from fraud and unfair sales practices Since 1934, as our markets have grown and changed, our laws and SEC regulations have kept pace with Wall Street
  • Fee Rate Advisories - SEC. gov
    The SEC issues fee rate advisories to inform the public of any developments relating to transaction fees or filing fees paid to the Commission Transaction fees are determined in accordance with Section 31 of the Securities Exchange Act of 1934, which requires self-regulatory organizations to pay the Commission twice annually a fee based on the aggregate dollar amount of certain sales of
  • Section 6 (b) Filing Fee Rate Advisory for Fiscal Year 2025
    Aug 20, 2024 —The Securities and Exchange Commission today announced that the fees that public companies and other issuers pay to register their securities with the Commission will increase from $147 60 per million dollars to $153 10 per million dollars, effective October 1 The new fee rate will be applicable to the registration of securities under Section 6 (b) of the Securities Act of





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