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  • Wells Fargo Clearing Services, LLC. gt; Home
    Welcome to Wells Fargo Clearing Services, LLC (WFCS) WFCS provides clearing and custody services to introducing brokerage firms (that are not affiliated with Wells Fargo Corporation) under the trade name First Clearing
  • About - Wells Fargo Clearing Services, LLC
    Wells Fargo Clearing Services, LLC, provides account statements, trade confirms and other record-keeping, operational, clearing and custodial services for introducing brokerage firms
  • Cash Sweep Program - Wells Fargo Clearing Services, LLC
    The Standard Bank Deposit Sweep consists of interest-bearing deposit accounts at two or more Program Banks affiliated with WFCS, LLC ("Affiliated Banks") The Expanded Bank Deposit Sweep consists of interest-bearing deposits at up to five banks including affiliated and unaffiliated banks
  • Designation of Responsibilities - 546956 - Wells Fargo Clearing . . .
    For customers of independent Registered Investment Advisor: Wells Fargo Clearing Services, LLC (“WFCS”) acts as the broker-dealer and custodian for your accounts that are managed by your Registered Investment Advisor FACTS WHAT DOES WFCS DO WITH YOUR PERSONAL INFORMATION? Why? Financial companies choose how they share your personal
  • Tax Center - Wells Fargo Clearing Services, LLC
    January 16, 2025: 1099Q Originals: January 21, 2025: 1099R Originals: February 3 - 18, 2025: 1099 Originals: February 11 - October 15, 2025: TurboTax is available
  • Wells Fargo Clearing Services, LLC. gt; Privacy Statement
    For customers of independent Registered Investment Advisor: Wells Fargo Clearing Services, LLC (“WFCS”) acts as the broker-dealer and custodian for your accounts that are managed by your Registered Investment Advisor
  • Alternative Trading Systems Notice to IRA and ERISA Accounts
    Wells Fargo Advisors (WFA), as part of its on-going efforts to provide best execution to its clients, frequently uses electronic communication networks, alternative trading systems, or similar execution systems or trading venues (collectively, “Alternative Trading Systems”) for transactions involving the purchase or sale of securities or other property
  • Wells Fargo Clearing Services, LLC. gt; Order Routing
    Wells Fargo Clearing Services, LLC (WFCS, Firm CRD# 19616) routes a majority of customer orders to its affiliate Wells Fargo Securities, LLC, on an agency basis WFCS may also route customer orders to national securities exchanges, ATSs, ECNs, and other market centers
  • Rule 606 Disclosure of Order Routing Information - Wells Fargo Clearing . . .
    SEC Rule 606 requires broker-dealers that route orders in certain equity and option securities to make available quarterly reports that present a general overview of their routing practices
  • Transfer Funds Service - Terms and Conditions - Wells Fargo Clearing . . .
    Rev 12 20 2024 2 engaged to render some or all of the Transfer Funds Service to you on our behalf However, notwithstanding that we have engaged such service providers to render some or all of the Transfer





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